Legal
Form S-1 Changes Could Reduce IPO Costs
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The Securities and Exchange Commission adopted rules that will allow emerging growth companies and smaller reporting companies to include less information in securities filings.
Legal
SEC Adopts Rules to Simplify Registration Disclosure for Smaller Companies
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The Securities and Exchange Commission adopted an interim rule that will allow emerging growth companies and smaller reporting companies to include less information in filings to register securities.
Legal
FINRA Names Private Placements, Reg A+ Offerings Among Regulatory Priorities
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The Financial Industry Regulatory Authority said that private placements and offerings under Regulation A+ will be among its regulatory priorities in 2016.
The securities industry’s self-regulatory organization released its annual Regulatory and Examination Priorities letter on Tuesday, Jan. 5.
Legal
SEC To Propose New Rules for Transfer Agents, Seeking More Disclosure
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The Securities and Exchange Commission plans to propose new rules for securities transfer agents that would require more disclosure and standardized, written agreements between the agents and securities issuers, among other things.
