Legal
SEC Promotes O’Riordan, Patel to Associate Directors of Enforcement
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The SEC promoted Dabney O’Riordan and Alka Patel, who have led significant enforcement actions involving emerging growth companies.
Legal
Prominent Attorneys Charged in SEC Action against Chinese Reverse Merger Adviser Wey
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An attorney who once worked for white-shoe firm Sullivan Cromwell has been charged by the Securities and Exchange Commission for his role in helping China reverse merger consultant Benjamin Wey commit securities fraud in at least three emerging growth companies.
Deals
Sibling Group Holdings Follows U.S. Acquisitions with China Expansion
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Sibling Group Holdings (OTC: SIBE) has raised $3.75 million in a stock and warrant offering.
Legal
SEC Hauls Belmont’s Meuse Back into Court
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The Securities and Exchange Commission is trying to tack on another enforcement action against the former CEO of Belmont Partners, Joseph Meuse.
