Legal
State Regulators’ Lawsuit Challenging Reg A+ Goes to Court
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A federal appellate court has taken up a case that threatens to void Regulations A+ offerings that have already been approved by the Securities and Exchange Commission.
Legal
Market Participants Eager to Learn About Reg A+ at OTC Conference
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Investors and start-up executives filled a standing-room-only conference in the SoHo offices of OTC Markets Group (OTCM) earlier this month to learn about new forms of financing, how they are working and to hear from top deal makers in the emerging growth company space.
Markets
Newsbeat Social Hopes to Be First Reg A+ Offering to List on NASDAQ
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A Seattle-based media start-up says it plans to be the first company to go public through an offering under Regulation A+ and list its shares on the NASDAQ Capital Market.
News
Companies Slow to Make Use of General Solicitation, SEC Report Finds
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Companies have made 2,946 securities offerings under a new Securities and Exchange Commission rule that allows private offerings to be marketed to the general public.
