Growth Capitalist (https://growthcapitalist.com/tag/enforcement/page/13/)
New York lawyer Darren Ofsink, who is known for helping emerging growth companies go public through reverse mergers, was arrested Wednesday morning on charges of conspiracy to commit securities fraud for his role in the manipulation of CodeSmart Holdings shares.
Blue Earth (NASDAQ CM:BBLU) announced that it has raised $4,940,000 in a Non-Convertible Senior Secured Notes transaction
Blue Earth (NASDAQ CM:BBLU) announced that it has raised $4,000,000 in a Registered Direct transaction.
Six investment firms, including several active investors in equity private placements in emerging growth companies, will pay a total of more than $2.5 million in penalties after the Securities and Exchange Commission found that they violate its rule against shorting stocks within five days before participating in public offerings of the same shares.
