Deals
Clean Diesel Technologies Raises $3M at 24% Discount via Oppenheimer & Co.
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Clean Diesel Technologies (NASDAQ CM:CDTI) announced that it has raised $3,118,539 in a Registered Direct transaction.
Legal
SEC Issues $3.08M in Fines Over Pre-IPO Facebook, Twitter Share Sales
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Efstratios “Elias” Argyropoulos and his firm Prima Capital Group were ordered to pay $3.08 million in fines and disgorgement of profit plus interest for allegedly misappropriating $3.5 million from investors who thought they would receive shares in Facebook Inc. (FB) and Twitter Inc. (TWTR) before their initial public offerings.
Legal
Jammin Java, Former CEO Whittle Charged with Fraud in $78M Pump and Dump
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Jammin Java (JAMN), a coffee company associated with the family of the late reggae singer Bob Marley, was charged with fraud by the Securities and Exchange Commission for a pump-and-dump scheme that allegedly generated $78 million in illegal profits.
Deals
Abtech Holdings Raises $2M at 17% Premium
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Abtech Holdings (OTC:ABHD) announced that it has raised $1,900,000 in a Common Stock transaction.
