Markets
Trading Volumes Rise on OTCQX, Study Finds
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Six months after listing on the OTCQX, the average stock’s trading volume rises by 53%, according to a study commissioned by OTC Markets Group. (OTCM).
News
SEC May Issue Cease-and-Desist Order Against Advisory 3C
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The Securities and Exchange Commission may issue a cease-and-desist order against middle market advisory firm 3C Advisors & Associates after SEC staff accused 3C of acting as a securities broker without registration.
Legal
MusclePharm Investor, Attorney Charged With Unregistered Stock Sales
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A Florida-based money manager and his attorney are charged with illegally selling unregistered shares of nutritional supplement maker MusclePharm Corp. (MSLP) that the money manager received at steep discounts from the company.
Markets
SharesPost 100 Pre-IPO Fund Triples AUM, Posts 3.75% Gain for 2015
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The SharesPost 100 Fund, a closed-end fund that invests in late-stage venture-backed companies, tripled its assets under management and reported a cumulative total return of 3.75% for 2015—almost triple the return of the Standard & Poor’s 500 Index, although slightly less than the return of publicly traded tech stocks as tracked by the Dow Jones U.S. Technology Index.
