News
Elio Motors, After First Reg A+ Offering. Lists on OTCQX
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Elio Motors, after raising capital in the first stock offering under Regulation A+, has listed its shares on OTC Market Group’s OTCQX platform.
Legal
Crucible Capital Principal Banned from Securities Industry
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Charles Moore, the founder and president of microcap brokerage firm Crucible Capital, accepted the ban under a settlement with the SEC over charges that the firm failed to maintain adequate capital and that it falsified books and records.
Legal
Former Marrone Bio COO Arrested on Charges of Inflating Revenue
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The former chief operating officer of Marrone Bio Innovations was arrested and charged with securities fraud for an alleged scheme to inflate earnings so the company could meet earnings projections made at the time of its 2013 initial public offering.
Legal
Fraud Case to Proceed Despite Challenge to SEC Administrative Court
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An administrative law judge with the Securities and Exchange Commission has ruled not to stay a securities fraud case, even though it may be threatened by federal court challenges to the SEC’s administrative law system.
