Premium
Every Small-Cap Makes at Least 4 of These 10 Financing Mistakes
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Most small-cap company financings are far more dilutive than need be.
News
Companies Slow to Make Use of General Solicitation, SEC Report Finds
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Companies have made 2,946 securities offerings under a new Securities and Exchange Commission rule that allows private offerings to be marketed to the general public.
Markets
Elio Investors Find Obstacles to Trading Reg A+ Shares
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Miscommunication between Elio Motors and its new public shareholders prevented trades in its shares for the first three days after they were listed in the first offering under Regulation A+. Some brokerage firms were also said to be reluctant to accept the stock.
Legal
Meyers Broker Banned for Alleged Manipulation of IceWEB Stock Ahead of PIPE
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Meyers Associates broker George Johnson was banned from the securities industry, while his supervisor was fined and suspended for two years, for allegedly manipulating the shares of IceWEB Inc. before Meyers arranged a private placement for the company.
