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Growth Capitalist News and Analysis of Emerging Growth Company Finance

Growth Capitalist (https://growthcapitalist.com/category/premium-articles/page/41/)

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Deals

ContraVir Pharmaceuticals Raises $7M at 15% Discount

By Staff | March 31, 2016

ContraVir Pharmaceuticals (NASDAQ CM:CTRV) announced that it has raised $7,000,001 in a CMPO/Overnight transaction.

Deals

Comstock Mining Raises $3M at 20% Discount

By Staff | March 31, 2016

Comstock Mining (NYSE MKT (AMEX):LODE) announced that it has raised $3,500,000 in a CMPO/Overnight transaction.

Steven Burrill
Biotech

Biotech Investor Burrill Banned From Securities Industry Under SEC Settlement

By Brett Goetschius | March 30, 2016

Biotech investor G. Steven Burrill and his firm Burrill Capital Management will pay $5.785 million in fines and disgorgement and accept a ban from the securities under a settlement of charges that he took money from Burrill Life Sciences Capital Fund III to finance his lifestyle and prop up other struggling businesses.

News
Tobin Smith

Former Commentator Tobin Smith Agrees to Penny Stock Ban in SEC Settlement

By Brett Goetschius | March 30, 2016

Former Fox Business Network commentator Tobin Smith will accept a ban from participating in penny stock offerings under a settlement of charges that he fraudulently promoted the stock of data storage products maker IceWEB Inc.

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Growth Capital Investor

  • April 26, 2016 Issue
  • Past Issues
  • Next issue: August 23, 2016

Reg A Report

  • Featured in Category
    FAT Brands Starts Strong on Nasdaq

    On a side street off Times Square brokers and traders lined up earlier this week for a rare treat outside of Nasdaq’s Manhattan market center: free Fatburgers. Mark Elenowitz, the investment banker behind the $24 million Regulation A capital raise of FAT Brands, was glowing with pride. FAT Brands opening IPO day was here and market interest had driven the stock to open above the $12 Reg A offer price. The first trade sold at $12.80 and the stock soared to $13.99 in the morning hours. Elenowitz and his team at Tripoint Global Equities had worked all weekend to ensure the 2 million shares sold cleared the DTC (Depository Trust Company) and the hundreds of retail investors who bought stock through Tripoint’s online crowdfunding portal, BANQ, had their shares in their retail accounts available to trade immediately. FAT Brands is controlled by Andy Wiederhorn, head of the investment firm Fog Cutter Capital Group. The Southern California burger joint Fatburger, often touted by Hollywood celebrities, was started by Lovie Yancey and Charles Simpson. Yancey first opened a three-seater burger stand in the late 1940s in front of her house in South Central Los Angeles. FAT Brands, which stands for Fresh-Authentic-Tasty, owns multiple franchise chains focused on American food served in a fast casual setting. Fatburger is a 65-year-old company fashioned as a self-serve burger joint that competes with In-n-Out and Shake Shack (SHAK). Buffalo’s Café was founded in Roswell, Ga. in 1985, and is known for its chicken wings with 13 different sauces. And the company’s newest acquisition, Ponderosa and Bonanza Steakhouse, is a chain started in 1963 by Dan Blocker, who was known for his role as Hoss Cartwright in the TV western series Bonanza. CLICK HEADLINE FOR MORE>>

  • Consumer Services
    FAT Brands
    FAT Brands Readies Close of $24M APO

    Fast-casual dining franchise company FAT Brands expects to close it’s $24 million Reg A offering as soon as Oct. 20, according to company insiders. The quick closing follows reports that the company attracted millions of committed capital on its first day after the Securities and Exchange Commission qualified the offering on October 3. The owner of Fatburger and Buffalo’s Café is selling two million shares at $12, with a minimum investment of $500, from institutional and retail investors. The deal is being sold by Tripoint Global Securities as the exclusive bookrunner.

  • Featured
    Zacks Small Cap Research Head and Banker Charged with Insider Trading

    The broker-dealer division of Chicago-based Zacks Investment Research, has been charged by the Securities and Exchange Commission for failure to supervise staff who traded on non-public material information. The action is a blow to the nascent Reg A research market, where Zacks has been the first and only traditional sell-side broker to offer equity research on Reg A issuers.

Growth Capitalist publishes news and analysis of the markets for emerging growth company investment and finance. Our analysts and correspondents provide news coverage and research on public and private investment in pre-IPO and public reporting high-growth companies valued under $1 billion, via PIPEs, Reg A, Reg D, self-directed IPOs and other alternative offerings.

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