Markets
Market Spasms Put ATM Issuers on Alert
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Bouts of accelerating volume that frequently accompany volatility could provide issuers with at-the-market (ATM) offering agreements opportunistic windows to gather cash.
Markets
FINRA Halts OTC Trading for the Third Time in a Year
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OTC Markets experienced technical issues that forced Finra to halt trading of OTC securities on Oct. 17, the third time in 12 months that the over-the-counter market has been shut down.
Markets
Jittery Markets Fail to Stymie Broadening Investment Options
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Despite news that the economy grew at a rapid clip in the second quarter, the healthy pace of private investments in publicly traded growth companies in 2014 began to cool toward the end of the third quarter as worries about small cap stock performance and geopolitical events began to take their toll on investor psyches.
Markets
Dark Pool Operators Balk at Tick Size Pilot Rules
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The fight between the big exchanges and the trading firms who run off-market dark pools is looming large in the debate over how the Securities and Exchange Commission’s tick size pilot program rules should be implemented.
