Deals
Blue Earth Raises $2M at 12% Discount via Chardan Capital Markets
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Blue Earth (NASDAQ CM:BBLU) announced that it has raised $2,000,000 in a Registered Direct transaction.
News
FINRA Sues Scottsdale Advisors for Unregistered Offshore Sales
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The Financial Industry Regulatory Authority has sued Scottsdale Capital Advisors, an Arizona-based broker-dealer, for the alleged sale of 74 million shares of unregistered securities of three U.S. microcap companies from December 2013, through June 2014. The regulator brought the enforcement action against Scottsdale on May 17 after many months of legal sparring with Scottsdale principal John Hurry.
Legal
Judge Decries SEC Overreach in Verdmont/Caledonian Bank Case
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A penny stock scam case highlighted by the SEC’s enforcement chief Andrew Ceresney against foreign broker-dealers is now falling apart after a U.S. federal judge intervened and scolded the agency for its negligence in requesting an asset freeze.
Deals
Security Devices International Raises $2.5M at 15% Discount
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Security Devices International (OTC:SDEV) announced that it has raised $2,500,000 in a Common Stock transaction.
