Growth Capitalist (https://growthcapitalist.com/tag/convertible-debt/page/45/)
Tatyana Designs Inc (TATD) announced that it has raised $1,500,000 in a Convertible Notes transaction. Threadstone Partners acted as the exclusive agent on the transaction. The transaction closed on April 21, 2014. via PlacementTracker.
Ener-Core, Inc. (ENCR) announced that it has raised $4,575,000 in a Convertible Senior Secured Notes transaction. The fixed conversion price of the Convertible Senior Secured Notes is $0.67 per share. A series of 4,097,016 60-Month Warrants with an exercise price of $0.78 per share (16.42% premium) was issued to the investors in this transaction. Roth Capital Partners acted as the exclusive agent on the transaction. The investment was led by Hudson Bay Master Fund Limited.
KiOR, Inc. (KIOR) announced that it has raised $5,000,000 in a Convertible Senior Secured Notes transaction. A series of 872,600 84-Month Warrants with an exercise price of $0.57 per share (0% premium) was issued to the investors in this transaction. The investor was KFT Trust. Issuer counsel was Wilmer Cutler Pickering Hale & Dorr, LLP. This Placement will fund in tranches.
Cytomedix, Inc. (CMXI) announced that it has raised $9,000,000 in a Convertible Senior Secured Debentures transaction. The Notes are convertible at the lesser of $0.057 per share, an approximate 88.6% discount to the market price ($0.50) of CMXI at deal announcement and 93% of the last sale on the Date of Closing. BTIG, LLC acted as Placement Agent and the investor was Deerfield Management Company. Note that this Placement funded in two tranches. The first tranche of $9,000,000 funded on 3/31/2014 and the second tranche of $26,000,000 will fund upon shareholder approval.
