Legal
OTC Markets Argues for Form 211 Filing Fees
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The largest market for non-exchange traded public companies in the U.S. is encouraging the SEC and FINRA to allow broker-dealers to collect fees from newly
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The largest market for non-exchange traded public companies in the U.S. is encouraging the SEC and FINRA to allow broker-dealers to collect fees from newly
H.C. Wainwright & Co. (HCW) has hire a managing director in its equity research department and three vice presidents in investment banking to further enhance its biotechnology practice.
Iroquois Capital is waging a public battle with an online gaming company, MGT Capital Investments (MGT), in an attempt to oust the CEO, who believes the hedge fund is not disclosing all of its investment in the company.
While still in its infancy, some private equity firms are starting to explore the use of crowdfunding a portion of their next deal. The ability to allow smaller investors to roll into a fund that the platforms manage is a plus in many equity firms' eyes.