Executive Moves
Oppenheimer Names Barness to Lead Equity Trading
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Oppenheimer & Co. named managing director Doron Barness as head of trading for its U.S. equity division
Executive Moves
Rice to Leave Chief Counsel Post at SEC
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The Securities and Exchange Commission said Robert E. Rice, chief counsel to Chairwoman Mary Jo White, will leave the agency at the end of February.
Markets
Growth Investors Boost Funds Despite Late Deal Swoon
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For much of 2014, growth equity private placement (EPP) activity had settled into a promising deal-making groove that was on pace to best 2013. But a spike in volatility in the fourth quarter slowed deal making and ushered in a ho-hum year-end performance.
Markets
First Reg A Issuer to Complete State Review Process Would Do It Again
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A company that focuses on micro-lending for independent builders in real estate is now the first Reg A issuer to complete the coordinated process for state-level review developed by the North American Securities Administrators Association (NASAA).
