Executive Moves
Rosewater Leaving SRZ, Klein to Co-Lead Activist Group
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David Rosewater is leaving activist investor counsel Schulte Roth & Zabel to take a job at Morgan Stanley defending its corporate clients from activist campaigns.
Executive Moves
Appel and Feinberg Return to MLV
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The EPP market’s most active “at-the-market” (ATM) offerings broker-dealer MLV & Co. is expanding its energy investment banking franchise with the addition of two senior professionals, Seth Appel and Matt Feinberg, who have recently rejoined the firm.
Executive Moves
JMP Names Stauder and Cessna to Head Healthcare Banking
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JMP Group named Dan Stauder and Sean Cessna as co-heads of JMP Securities' healthcare investment banking group.
Markets
Reg D Platforms Advancing at Measured Pace
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Panelists discussing Regulation D crowdfunding platforms at Growth Capital Investor’s Growth Capital Expo last month in Las Vegas indicated that deal distribution remained one of the the industry’s primary challenges amid a plodding adoption rate among cautious investors.
