Growth Capitalist (https://growthcapitalist.com/author/tbuhl/page/20/)
The top watchdog lawyers at FINRA and the SEC spelled out their 2015 enforcement focus last week at a meeting with securities defense attorneys, warning the group that they expected to bring more cases against broker-dealers for their roles in violations of the direct market access rules.
To help Tier II companies gain trading traction OTC Markets Group is jumping in with rules that will allow emerging growth companies to trade on the OTCQB market without significant additional reporting requirements.
It’s been 457 days since the Securities and Exchange Commission proposed regulations under Title IV of the JOBS Act but now emerging growth companies will have the ability to raise money from any kind of investor without needing an expensive investment bank.
A previously announced deal to reverse merge a bitcoin exchange operator with a fantasy sports and online gaming company has called off.
