Markets
Trading Volumes Rise on OTCQX, Study Finds
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Six months after listing on the OTCQX, the average stock’s trading volume rises by 53%, according to a study commissioned by OTC Markets Group. (OTCM).
News
SEC May Issue Cease-and-Desist Order Against Advisory 3C
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The Securities and Exchange Commission may issue a cease-and-desist order against middle market advisory firm 3C Advisors & Associates after SEC staff accused 3C of acting as a securities broker without registration.
Markets
H.C. Wainwright Top PIPE Banker as Market Grows by 5% in Transaction Volume, 74% in Dollar Value
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The private-investment-in-public-equity market grew by 5% in number of transactions but 74% in total dollar value last year, with nine deals worth more than $1 billion, according to data service PlacementTracker.
News
Deerfield Commits $231.5M to Development of Addiction Treatment Centers
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Healthcare investor Deerfield Management Co. has committed $231.5 million to the development of eight addiction treatment facilities in the Northeastern U.S. in partnership with Recovery Centers of America.
