Deals

EDAP TMS S.A. Raises $9.3M in RDO at 11% Discount via H.C. Wainwright

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EDAP TMS S.A. (EDAP) announced that it has raised $9,330,000 in a Registered Direct transaction. The common stock was sold at $3.11 per share, an approximate 11% discount to the market price ($3.49) of EDAP at deal announcement. H.C. Wainwright & Co., LLC acted as the exclusive agent on the transaction and Northland Securities, Inc. acted as financial advisor. Placement Agent counsel was Ellenoff Grossman & Schole LLP and issuer counsel was Jones Day. The transaction closed on 06/03/2014.

Deals

Cache, Inc. Closes $16M CMPO near Market via B. Riley

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Cache, Inc. (CACH) announced that it has raised $16,100,000 in a CMPO/Overnight transaction. The common stock was sold at $1.75 per share, an approximate 4% discount to the market price ($1.82) of CACH at deal announcement. B. Riley & Co. acted as Underwriter on the transaction. Issuer counsel was Thompson & Hine, LLP.

Deals

OXiGENE Raises $16M in RDO at Market via H.C. Wainwright

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OXiGENE Inc. (OXGN) announced that it has raised $16,000,009 in a Registered Direct transaction. The common stock was sold at $2.96 per share, an approximate 1% discount to the market price ($2.98) of OXGN at deal announcement. A series of 2,700,424 63-Month Warrants with an exercise price of $2.90 per share (2.68% discount) was issued to the investors in this transaction. H.C. Wainwright & Co., LLC acted as the exclusive agent on the transaction. Placement Agent counsel was Ellenoff Grossman & Schole LLP and issuer counsel was Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, PC.

Deals

Methes Energies Closes $5M CMPO at 29% Discount via National Securities Corp.

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Methes Energies International Limited (MEIL) announced that it has raised $5,000,000 in a CMPO/Overnight transaction. The common stock was sold at $2.00 per share, an approximate 29% discount to the market price ($2.82) of MEIL at deal announcement. National Securities Corporation acted as Sole Book-Runner on the transaction. Issuer counsel was Morse Zelnick Rose & Lander. via PlacementTracker.