Deals
General Steel Holdings Raises $7.5M at 50% Premium from Insider
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General Steel Holdings, Inc. (GSI) announced that it has raised $7,500,000 in a Common Stock transaction.
News
SEC Charges Five Traders with Short Selling Violations
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The Securities and Exchange Commission charged five short sellers affiliated with Worldwide Capital Inc., a Long Island, N.Y.-based proprietary trading firm that earlier this year paid the largest-ever monetary sanction for Rule 105 violations.
Legal
SEC Issues Accredited Investor Verification Guidance
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SEC’s Division of Corporation Finance issued new compliance and disclosure interpretations (C&DIs) on July 3 that addressed questions about how to calculate the net worth for a natural persons when they have jointly-held assets under Rule 501
Executive Moves
SEC’s Storch, Aronow Exit Agency, Krysa Tapped as Western U.S. Enforcement Head
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The Securities and Exchange Commission announced that Adam D. Storch, Chief Operating Officer and Managing Executive of the Enforcement Division, had left the agency.
