Deals

California Gold Corp. Completes $3M APO via Gottbetter

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California Gold Corporation (CLGL) announced that it has raised $2,942,495 in a Convertible Promissory Notes transaction. The fixed conversion price of the Convertible Promissory Notes is $0.005 per share, an approximate 44.44% discount to the market price ($0.009) of CLGL at deal announcement. CAVU Securities, LLC and Palladium Capital Advisors acted as agents on the transaction. Issuer counsel was Gottbetter & Partners, LLP. The transaction closed on February 07, 2014.

Deals

JAVELIN Mortgage Announces $43M ATM Program via J.P. Morgan Chase

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JAVELIN Mortgage Investment Corporation (JMI) announced that it has secured up to $43,350,000 in an ATM (At the Market) transaction with J.P. Morgan Chase. The purchase price is the prevailing market price at the time of the Draw Down Notice. Placement Agent counsel was Skadden, Arps, Slate, Meagher & Flom and issuer counsel was Akerman. An agreement was reached on February 07, 2014. via PlacementTracker.

Deals

Mast Therapeutics Announces $30M ATM Program via Cowen

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Mast Therapeutics Inc. (MSTX) announced that it has secured up to $30,000,000 in an ATM (At the Market) transaction with Cowen and Company. The purchase price is the prevailing market price at the time of the Draw Down Notice. Placement Agent counsel was LeClairRyan and issuer counsel was DLA Piper. An agreement was reached on February 10, 2014. via PlacementTracker.

Deals

BioDelivery Sciences Raises $50M in RDO Priced near Market from Federated Kaufman

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BioDelivery Sciences International, Inc. (BDSI) announced that it has raised $60,000,000 in a Registered Direct transaction. The common stock was sold at $8.00 per share, an approximate 3% discount to the market price ($8.26) of BDSI at deal announcement. Roth Capital Partners acted as agent on the deal. The investment was led by Federated Kaufmann. Issuer counsel was Ellenoff Grossman & Schole.