Deals

ZBB Energy Corp. Closes $13.75M CMPO at 29% Discount via National Securities Corp.

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ZBB Energy Corporation (ZBB) announced that it has raised $13,750,000 in a CMPO/Overnight Offering transaction. The common stock was sold at $2.25 per share, an approximate 29% discount to the market price ($3.18) of ZBB at deal announcement. National Securities Corporation acted as Sole Book-Running Manager on the transaction. Placement Agent counsel was Duane Morris, LLP and issuer counsel was Godfrey & Kahn, SC and K&L Gates LLP. Note this Placement is subject to customary closing conditions and is expected to close by 03/19/2014.

Deals

ParkerVision Raises $12M at 8% Discount

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ParkerVision, Inc. (PRKR) announced that it has raised $11,999,997 in a Common Stock transaction. The common stock was sold at $4.50 per share, an approximate 8% discount to the market price ($4.90) of PRKR at deal announcement. Issuer counsel was Graubard Miller. The transaction closed on March 13, 2014. via PlacementTracker.

Deals

Calpian Raises $1M in Conv Preferred Deal

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Calpian, Inc. (CLPI) announced that it has raised $1,000,000 in a Convertible Preferred Stock transaction. The investor was an individual. Issuer counsel was Sichenzia Ross Friedman Ference, LLP. The agreement was reached on March 07, 2014. Upon the earlier of i) the Company raising an aggregate of $7,000,000 in equity financing; or ii) December 31, 2014, the Company shall redeem the Investor’s shares for a cash redemption payment to the Investor at the stated value of the Series C shares; alternatively, the Investor may convert his Series C into any securities offered in any financing event.