Deals

Neptune Technologies & Bioressources Raises $2.3M at 9% Premium via Euro Pacific Canada

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Neptune Technologies & Bioressources Inc. (NEPT) announced that it has raised $2,267,500 in a Common Stock transaction. The common stock was sold at $2.50 per share, an approximate 9% premium to the market price ($2.29) of NEPT at deal announcement. Euro Pacific Canada, Inc. acted as the exclusive agent on the transaction. The investor was Fiera Capital QSSP II Investment Fund Inc. . via PlacementTracker.

Deals

Ocean Power Technologies Closes $11.7M CMPO via Roth Capital

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Ocean Power Technologies, Inc. (OPTT) announced that it has raised $11,780,000 in a CMPO/Overnight transaction. The common stock was sold at $3.10 per share, an approximate 18% discount to the market price ($3.80) of OPTT at deal announcement. Roth Capital Partners acted as Manager on the transaction. Underwriter counsel was Goodwin Procter and issuer counsel was Drinker Biddle & Reath. The transaction closed on April 09, 2014.

Deals

Intellicheck Mobilisa Closes $2M CMPO near Market via Aegis Capital

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Intellicheck Mobilisa, Inc. (IDN) announced that it has raised $2,093,600 in a CMPO/Overnight transaction. The common stock was sold at $0.80 per share, an approximate 4% discount to the market price ($0.83) of IDN at deal announcement. Aegis Capital Corporation acted as Sole Book-Running Manager on the transaction. Underwriter counsel was Sichenzia Ross Friedman Ference, LLP and issuer counsel was K&L Gates LLP. The transaction is expected to close on April 09, 2014.

Deals

Cyclacel Pharmaceuticals Closes $10M CMPO at 6% Discount via Laidlaw & Co.

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Cyclacel Pharmaceuticals Inc. (CYCC) announced that it has raised $10,000,001 in a CMPO/Overnight transaction. The common stock was sold at $3.50 per share, an approximate 6% discount to the market price ($3.71) of CYCC at deal announcement. Laidlaw & Company (UK) Ltd. acted as Sole Book-Runner on the transaction. Underwriter counsel was Sichenzia Ross Friedman Ference and issuer counsel was Mintz, Levin, Cohn, Ferris, Glovsky & Popeo.