Deals

RestorGenex Corp. Raises $11M at 25% Discount via Maxim Group

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RestorGenex Corporation (RESX) announced that it has raised $11,106,000 in a Common Stock transaction. The common stock was sold at $4.00 per share, an approximate 25% discount to the market price ($5.31) of RESX at deal announcement. A series of 832,950 48-Month Warrants with an exercise price of $4.80 per share (9.6% discount) was issued to the investors in this transaction. Maxim Group LLC acted as the exclusive agent on the transaction. Issuer counsel was TroyGould PC and investor counsel was Lowenstein Sandler, PC.

Deals

Alkaline Water Co. Raises $2.6M in Underwritten RDO at 59% Discount

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Alkaline Water Company, Inc. (The) (WTER) announced that it has raised $2,599,999 in an Underwritten Registered Direct transaction. The common stock was sold at $0.15 per share, an approximate 59% discount to the market price ($0.36) of WTER at deal announcement. A series of 8,666,665 60-Month Warrants with an exercise price of $0.15 per share (58.79% discount) was issued to the investors in this transaction. H.C. Wainwright acted as the exclusive agent on the transaction. Underwriter counsel was Ellenoff Grossman & Schole and issuer counsel was Clark Wilson.

Deals

Cache Announces $15M Rights Offering at Market

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Cache, Inc. (CACH) announced a Rights Offering transaction of up to $15,000,000. The Total Rights Offered is 6,000,000 at $2.50 per share, an approximate 0% discount to the market price ($2.51) of CACH at deal announcement. Issuer counsel was Thompson & Hine, LLP. Further details have yet to be disclosed. via PlacementTracker.