Growth Capitalist (https://growthcapitalist.com/author/moriarty/page/107/)
BSD Medical Corporation (BSDM) announced that it has secured up to $8,000,000 in an ATM (At the Market) transaction with MLV & Co. LLC. The purchase price is the prevailing market price at the time of the Draw Down Notice. Placement Agent counsel was LeClairRyan, PC and issuer counsel was Dorsey & Whitney, LLP. via PlacementTracker.
Research Frontiers Inc. (REFR) announced that it has raised $3,487,500 in a Registered Direct transaction. The common stock was sold at $4.65 per share, an approximate 5% discount to the market price ($4.87) of REFR at deal announcement. Craig-Hallum Capital Group acted as Underwriter on the transaction. Underwriter counsel was Faegre & Benson and issuer counsel was Duane Morris. The transaction is expected to close by 05/13/2014.
Synta Pharmaceuticals Corporation (SNTA) announced that it has secured up to $40,000,000 in an ATM (At the Market) transaction with MLV. The purchase price is the prevailing market price at the time of the Draw Down Notice. Placement Agent counsel was LeClairRyan and issuer counsel was Mintz, Levin, Cohn, Ferris, Glovsky & Popeo. Note that this Placement is a re-issuance of a cancelled Equity Line. via PlacementTracker.
Solar Power, Inc. (SOPW) announced that it has raised $21,750,000 in a Common Stock transaction. The common stock was sold at $0.16 per share, an approximate 18% discount to the market price ($0.19) of SOPW at deal announcement. The investors include was Robust Elite Limited, Well Vast Investment Limited, and Happy Goal Industries Limited. via PlacementTracker.
