Growth Capitalist (https://growthcapitalist.com/author/moriarty/page/106/)
Paulson Capital Corporation (PLCC) announced that it has raised $11,000,000 in a Common Stock transaction. Issuer counsel was Holland & Knight. Note that concurrently with this Placement, the Company completed a reverse merger with Variation Biotechnologies (US), Inc. Further details have yet to be disclosed. via PlacementTracker.
Comstock Mining Inc. (LODE) announced that it has raised $10,335,000 in a CMPO/Overnight transaction. The common stock was sold at $1.59 per share, an approximate 2% discount to the market price ($1.62) of LODE at deal announcement. H.C. Wainwright and National Securities Corporation acted as Book-Runners on the transaction. Underwriter counsel was Ellenoff Grossman & Schole and issuer counsels were Kelley Drye & Warren, LLP and McDonald Carano Wilson. The transaction is expected to close by 05/14/2014.
American Caresource Holding, Inc. (ANCI) announced that it has raised $2,000,000 in a Common Stock transaction. The common stock was sold at $2.00 per share, an approximate 2% premium to the market price ($1.96) of ANCI at deal announcement. The Investors include officers of the Company and members of the board of directors. via PlacementTracker.
Neonode Inc. (NEON) announced that it has raised $10,000,000 in a Common Stock transaction. The common stock was sold at $4.00 per share, an approximate 10% discount to the market price ($4.43) of NEON at deal announcement. A series of 1,964,636 18-Month Warrants with an exercise price of $5.09 per share (14.9% premium) was issued to the investors in this transaction. Ascendiant Capital Markets acted as the exclusive agent on the transaction. Placement Agent counsel was Ellenoff Grossman & Schole and issuer counsel was Reed Smith.
